RISK AND COMPLIANCE CONSULTING FOR THE FINANCIAL SERVICES INDUSTRY
WHAT WE DO
RegRisk Consulting is a specialist, independent management consultancy providing expertise and advice on Regulatory Change & Operations and Regulatory, Financial Crime and Privacy Compliance matters for clients within the Financial Services industry.
Managing and operationalising regulatory change for financial institutions is one our core offerings
Transitioning regulatory change into ‘business as usual’ activities is complex and exposes firms to significant financial, reputational, operational and compliance risks if not done correctly.
One of our key areas of focus is providing regulatory advice and compliance assurance.
Keeping abreast of regulatory requirements is challenging and firms can rapidly find themselves struggling to keep up and remain compliant.
Financial crime poses one of the biggest risks to the integrity of your business and institution.
This ever-evolving regulatory landscape presents a constant challenge to the efficacy of your Anti Financial Crime Program.
Ensuring privacy for your clients and customers should enhance your business and not restrict it.
We provide a full range of services to assist with assessing and improving the way that Privacy is embedded into your business.
At RegRisk Consulting, we combine our extensive domain knowledge with deep industry experience across front and back offices, compliance, risk and regulation to help clients meet the challenges of regulatory risk and compliance.
Our vision is to be your trusted advisor and partner, working with you to meet the compliance and risk challenges and develop a long-term, collaborative relationship built on trust and understanding of your business needs.
Steven Nash has 25 years in-house financial services experience in both 1st line business and 2nd line compliance roles, gained in wholesale financial services firms head quartered and/or located in north America, UK and Europe, Middle East and Asia...
Nik Volpe is a successful, confident and performance-driven Senior Financial Services Executive with over 20 years of extensive, global experience dedicated to Regulatory Change, Operational Risk and Compliance...